Thesis versus book, simply put

1 May 2015

On an entirely different matter, my colleague Paul Kratoska from NUS Press in Singapore wrote the following today:

The advice is simple. All the writing most students do up to and including the PhD is about showing what the writer knows. A book is about showing readers something they don’t know. To do that, it’s necessary to repeat some things they probably do already know, but the heart of the matter is explaining what a researcher has found that’s new and doing it in a way that readers will understand.

The job of the publisher is to try to figure out if the topic will attract enough readers to make this a viable endeavour. Authors can help by writing for as broad an audience as seems reasonable. The editor of the Journal of Asian Studies suggests adopting the “one-over rule” – writing something that will interest readers who are adjacent to the author’s work geographically, and adjacent in terms of discipline. It’s sound advice. In this case the issue is writing for readers who don’t do [disciplinary field of book concerned] but would be intrigued by work from a writer who is.

Wise words!


Indie authors – unstoppable?

18 May 2014

As usual, I attended the London Book Fair in mid-April (the last time it will be held at Earls Court in west London due to the fair’s ballooning size). In part this was to meet with authors and talk business with our partners. However, in addition, with its excellent seminar programme and hundreds of exhibitors promoting new products (e.g. in ebook conversion), the LBF is an ideal venue to explore new trends in the world of publishing.

One phenomenon really starting to have an impact is self-publishing. In general publishing, the number of so-called ‘indie titles’ is growing in double digits annually with self-published authors likely to account for half of all books listed on Amazon within the next year or so.

This upsurge could be seen at the LBF where the seminars aimed at authors were packed tight with crowds of attendees listening outside as well.

LBF-author-seminar

So far, self-publishing has not really affected scholarly publishing because of the gatekeeper effect of the peer review process. Nonetheless, with more and more scholars working collaboratively and going down the Creative Commons route to produce course book material (for instance), that situation is likely to change.


Thesis vs book

13 May 2013

In my previous post, I asserted that ‘a thesis is not a book’ without offering any grounds for this claim. In this post I shall substantiate my claim by describing and commenting on the main differences between a typical thesis and a good scholarly book. Obviously, some theses are more book-like than others while a fair few academic books are not particularly good in their scholarship and/or in their authorship.

start-bridge

Purpose

Thesis: To test the student’s competence and establish academic credentials.

Book: To communicate ideas/research results.

Comment: The difference in purpose, as in author and readership (below), means that the thesis and monograph are profoundly different.

 Form

Thesis: Often book-like but usually amateur in appearance.

Book: It is a book and normally is produced to professional publishing standards.

Comment: Producing a book-like thesis is risky but may be unavoidable. My previous post explores this issue.

 Length

Thesis: Often a lower limit, but not always an upper limit (sometimes the assumption being that the greater length, the greater the scholarship).

Book: Limited by market forces (printing cost, shipping weight, retail price, reader expectations, etc.)

Comment: The whole issue of book length (and word count) is explored here.

 Author

Thesis: Student (writing to pass scrutiny and assert academic credibility).

Book: Writer (aiming to communicate but with obligations to readers).

Comment: Arguably, the student is an involuntary author whereas the writer has choice (but that is to deny the enduring power of the old adage ‘publish or perish’; teachers have other obligations but researchers especially are chained to a publication treadmill).

Readership

Thesis: Panel of examiners tasked to evaluate the student.

Book: Colleagues and anyone else interested in the subject and in learning.

Comment: The difference in readership (between a group that is known and self-contained and one that is amorphous, undefinable and largely anonymous) is subtle but means that the thesis and monograph are profoundly different.

Focus on

Thesis: Author (the student, who is being examined).

Book: Reader.

Comment: Again, the difference in orientation creates a subtle but profound difference between thesis and book.

Scholarship

Thesis: Exposition required (to demonstrate knowledge).

Book: Absorbed and built on (to frame discourse).

Comment: Theoretical framework is not the only issue here but it is a major one that I explore in greater detail here.

Approach

Thesis: Defensive exposition (to panel of examiners).

Book: Open disclosure (‘selling’ an argument/research results to often unknown and possibly sceptical peers).

Comment: Another reason for the subtle but profound difference between thesis and book.

Treatment of subject

Thesis: Often highly technical and very detailed.

Book: Avoids unnecessary technical detail.

Comment: Many factors are at play here, not only length and approach (as above) but also things like how experienced the author is as a writer. That said, remember that we are comparing the typical thesis and a good scholarly book; there are plenty of experienced authors with an obsession with detail.

Language

Thesis: Often obscure, abstract and heavy on jargon.

Book: Clear with judicious use of technical terms where needed.

Comment: As per treatment of subject (above) but substitute ‘impenetrable prose’ for ‘an obsession with detail’.

Structure

Thesis: Often progressive recitation (along a preordained railway track).

Book: Organic unity, with narrative thread drawing the disparate elements together.

Comment: Arguably, the difference is more about the author’s skills and experience as a writer than any inherent distinction between thesis and book.

Narrative flow

Thesis: Orderly exposition but argument not built; often excessive signposting.

Book: Builds argument, linking chapters with subtlety; has pace and momentum.

Comment: As per structure (above), i.e. more about the writing skills and experience (less likely among new authors).

Ending

Thesis: Often ends quite abruptly.

Book: Wrapped by conclusions.

Comment: Structure and narrative flow (above), hence writing skills and experience, are usually at work here.

Methodology

Thesis: Detailed description required.

Book: Description only if and when relevant.

Comment: Methodology has much the same role as theory – see scholarship (above).

Referencing

Thesis: Often far more than strictly necessary.

Book: Only what is necessary.

Comment: Excessive referencing is typical of the ‘exam bunker’ mentality found in many theses but is not unknown among experienced authors. Unfortunately, every citation is a ‘speed bump’, reducing the readability of a text.

Quotations

Thesis: Necessary, often extensive.

Book: Limited use.

Comment: Also typical of the ‘exam bunker’ mentality is excessive quoting of the work of other scholars (both in length and frequency). Usually, students can get away with this in a thesis but the same excess in a published work (whether a book or article) could provoke accusations of breach of copyright and ‘fair use’.

Evaluation before completion

Thesis: Feedback from supervisor; final assessment by panel of examiners.

Book: Publisher’s commercial assessment, peer-review process and editorial input.

Comment: The difference in part relates to readership (above) but never assume that the commercial interests of a publisher and the academic needs of an author are completely aligned (far from it). A detailed description of editorial input begins here.

Evaluation afterwards

Thesis: Formal defence.

Book: Reviews published in journals and other external forums.

Comment: As per evaluation beforehand (above), readership plays a part but ultimately purpose (above) is especially important here.

footbridge

Where now?

As you can see, there are differences between a typical thesis and a good scholarly book. However, every thesis is different, likewise every monograph. The question is, then, where does your thesis fit in this matrix and what do you need to do to transform it into a career-building book?

Time to put on your analyst’s hat and start planning. In a subsequent post, I shall follow this process.


Rethinking ‘thesis’ as ‘book’

12 May 2013

I have long argued that ‘a thesis is not a book’ and in my next post I shall outline my reasons why. Because of this, I have warned PhD students against the practice of ‘publication’ of their thesis by the home institution. Here, typically, the thesis is laid out and printed in book form (fancy cover and all) and may even be offered for sale on a limited basis. Recently, some have been appearing as e-books.

Serbo-Croation-kms

Let’s face it, however; I am still against these fake books (or at least their excessive distribution as library exchange copies) but the battle is probably lost here and in any case it may not matter. Time instead to minimise the damage, accentuate the positive.

Why? There are several reasons:

  1. Brutal reality. While you need to publish with a ‘reputable publisher’ to build an academic career, if at its outset the faculty demands publication of the thesis, this cannot be avoided.
  2. Your faculty may be right. Theft of your ideas and research results is a possibility. Online publication of your thesis is a kind of patenting process but that is only the first step; you need to assert your intellectual rights by publishing material from the thesis (see below).
  3. The market. Too much is being published but more than likely publishers are still hungry for fresh, new perspectives in your field. (If they are not, then your thesis topic may be a dead end; that’s another discussion.)

That said, I am certain there are quite a few publishers out there who would violently disagree with me (the same publishers who would not consider publishing a monograph that includes chapters already published in another form as journal articles; I sometimes wonder if a few of my publishing colleagues aren’t living in a parallel universe). The reality of the situation is something else; the old adage ‘publish or perish’ is true and today that means publish now not at a leisurely future date.

(Of course, you may not be required by your department to produce your thesis in book form and instead your may be tempted by an offer for ‘free publication’ of your thesis. Here’s why you should think hard about this.)

As such, if both initial publication of your thesis and its subsequent publication in another form by a ‘real’ publisher are unavoidable, the trick is to ensure that these two actions are not mutually exclusive. Here are a few thoughts about achieving this.

1) I realise that many students write their theses with a future book in mind; only minor tweaking is needed to produce the finished monograph. However, if you think hard about the differences between thesis and book (listed in my next post), you will have an action list for revision. Be warned: this may involve more than minor tweaking.

2) Think strategically about your career and the publication list on your CV. Regardless of whether or not both thesis and book are to be published, make sure that they have quite different titles and that you reserve the ‘sexier’ title for your book. The same applies for any journal articles, book chapters, etc. More about this here.

3) Even if you haven’t yet finished your thesis, start publishing material from your research now – as journal articles, book chapters, working papers, whatever – at the same time that you work on your thesis.

4) But if the thesis is finished (or nearly there), don’t believe the publishers who say you should contemplate your material and publish this as a monograph in five years time. Yes, you may need ‘distance’ from your thesis to complete the monograph but the clock is ticking on your career. The time is now for mining and reworking material from the thesis – again, as journal articles, book chapters, working papers, etc. – at the same time that you work on your monograph.

5) Don’t forget the discards. There may be all sorts of interesting material that you omitted from your thesis or won’t be included in your final monograph. Be a creative scavenger and rework these discards into articles or even future research and book projects.

One last thing: if you have just finished your thesis, well, the clock may be ticking on your career but take time out to savour your achievement. You’ve earned it!


Tortoise and hare

1 May 2013

While this may be blindingly obvious, there is quite a difference in sales of a typical history book (slow but steady) and of one focused on current affairs (“up like a rocket, down like a stick”). If you are writing such books, to avoid disappointment, you need to take this difference in sales behaviour in mind – and work to avoid this pattern.

For instance, sales of a recent NIAS Press book on the aftermath of the 2011 triple disaster in Japan – and timed to appear on the second anniversary of the disaster – have shot off like a hare. In contrast, a history of women and power in Cambodia had less dramatic initial sales when published five years ago but it continues to sell, week after week. (I hardly need say that the study is not a tortoise – far from it; this is a bravura work – but the image is suggestive of the sales figures.)

hare-and-tortoise

Why should this be?

In part it is an issue of relevance and topicality. As we said in my youth, today’s news is tomorrow’s fish-and-chip paper. Even two years after the triple disaster and with a change in government, the consequent issues facing Japan still remain as do most policy responses. However, in five years time, the disaster won’t be topical anymore (the horror will have lost its potency) and new events will make the book’s analysis less relevant. As such, sales will decline, maybe quite steeply.

In contrast, the issue of women and power in Cambodian history is not exactly a great talking point in the world’s cafes and bars today (except perhaps in Phnom Penh). Why then does the book continue to sell, even to be adopted for various undergraduate courses? Here, relevance and scholarship are at play. As one reviewer said about Lost Goddesses, “this is an exceptional book of considerable merit that will be of interest to a wide range of academics working in history, anthropology, gender studies, politics, religion and Southeast Asian studies”.

In a similar vein, every now and then a copy is sold of a history of economic decision-making in Vietnam, published by us in 1998. Aimed at Vietnam specialists, it never sold many copies but still it plods along. On the other hand, back in about 2001 there was a rash of books published in the aftermath of the Asian financial crisis but nowadays I doubt that anyone is buying (or even consulting) these – unless, that is, readers are looking for parallels to today’s global economic woes.

This does not mean that you are condemned by your subject to play the role of the long-lived tortoise or ephemeral hare. Right now you can be sure that many authors are working to complete bright, new studies of the First World War, aimed for release on the centenary of the outbreak of hostilities in August 1914. Their publishers will be planning on massive sales that hopefully continue at a lower but profitable level in the years thereafter (unlikely unless the authors have indeed something new to say).

Likewise, in The Making of the President, political journalist Theodore White told the story of the 1960 US presidential campaign and election of John F. Kennedy. This national bestseller and Pulitzer Prize-winning account revolutionized the way US presidential campaigns are reported and remains to this day (claims Amazon) the most influential publication about the election of John F. Kennedy.

Here, we have it, three factors are at work: topicality, relevance and scholarship/quality. Just remember that no subject is condemned to focus on a sub-set of these three contributors to writing success (history can be topical and current affairs relevant long after the use-by date). Remember, too, that topicality, relevance and scholarship are not the only winning factors – readability and (self-) promotion are equally important.


Doing just fine

26 April 2013

A lot of aspiring authors put their energies into getting published and assume the sales will look after themselves. They are wrong; as I have said before, all authors need to shamelessly self-promote themselves, especially in today’s economic climate. Nor is it just that you should never trust your publisher to do all the necessary hustling; you cannot even rely on the booksellers to do their job – something that I was reminded of once again the other day.

While attending a conference in the beautiful Dutch town of Leiden this week, I went for a stroll during a lunch break and found myself outside the Leiden branch of Van Stockum, a Dutch bookseller regularly buying our books. Inside, one of the staff was happy to answer my idle questions – for instance, who our customers were likely to be and how the business of selling books was going.

van-stockum

A constant refrain of academic publishers is that library sales are falling without being offset by rising personal purchases (on the contrary) while income from digital sales is negligible. My informant confirmed that library budgets in the Netherlands were tighter and this had affected sales but individual purchases were holding up. That said, a lot of bookstores were in trouble with many closing down.

Why?

Village bookstores have been badly affected by the global economic crisis; there are few book lovers to begin with here and, in the last resort, the latest novel by Donna Leon or a new history of baroque music is a discretionary purchase.

In the cities it is another matter. And that was when the conversation got very interesting. Traditionally, the cities have been full of book-buying students and professionals, housewives and pensioners (among others). Catering to this market, in recent decades we have seen the rise of chain bookstores like Waterstones in England and Borders in the States. Now the chains are in trouble.

Just as in the villages, discretionary spending has dropped and of course more people are buying online; many Dutch readers are quite happy to read the English edition of (say) Haruki Murakami’s 1Q84 if the price is considerably lower than the Dutch edition. But where the chain stores are especially hurting is that – in pursuit of rationalisation and greater profits – they chopped their specialist staff, the people who knew what penny-pinching scholars from the Department of This’n’that at Leiden University would be interested to buy. In the good times this didn’t matter; now it does.

We can be certain that the hard times are affecting all, that booksellers like Van Stockum who still focus on quality are nonetheless also feeling the pinch. Even so, university budgets may be down but scholars still need to read books and many wish to have their own copies ready to hand. Selling books, then, is harder than it was but quality bookstores … they’re just fine.

The problem is that’s not enough. Such quality bookstores are few in number. As argued in my last post, it is time for authors to use their personal contacts, Twitter, whatever to point readers towards a bookstore like Van Stockum.


Making the most of social media

19 April 2013

Many authors I know wouldn’t touch Facebook with a bargepole. Indeed, some of our authors won’t even be photographed let alone appear in an interview on YouTube to promote their books. This is a nuisance in marketing terms but until now I haven’t thought this to be a real problem; shyness doesn’t effect the quality of their scholarship.

Now I am not so sure.

What made me think again was attending the recent London Book Fair, at which I attended what I thought it was a seminar for publishers (the session being called called ‘How to Build Social and Brand Equity on a Shoestring’). It wasn’t, not really; authors were the prime focus of the session. (This was in line with a huge increase in author-centred activity at the LBF and elsewhere, as discussed here and here, and – with regard to self-publishing – here. Self-publishing is also something this blog has explored before, in a series of posts starting here.)

author-seminar

At the seminar, a literary publisher from Cromer in Norfolk was joined by three of his authors to expound on why getting published requires that you ‘get’ social media. Of course, academic authors might argue that the worlds of literary fiction and scholarly discourse have little in common and they are right, to a point. That said, I suspect that authors of all types can learn much from what the panelists said.

Unfortunately, I didn’t record the session but here are some of the points made.

  • Like it or not, social media are unavoidable. Used intelligently, however, they offer the best means for authors to reach the widest possible readership. This is because branding and identification, not the hard sell, is what drives most people to follow an author.
  • There is no point being half-hearted; get your numbers up. For instance, Salt Press may be small but on Twitter it has 86,571 followers while one of the authors present reported that she was linked to over 1,000 (or was it 10,000?) people on Facebook.
  • How on earth do the panelists keep up with such a huge circle? They don’t, not necessarily; it is usually enough to tune into the conversation every so often. Time management is crucial.
  • When questioned if they really wished to expose themselves to a whole lot of strangers, it was clear the panelists were only showing their public persona to the world (or had, say, separate private Facebook accounts). As they also warned, don’t go public with something you would want to stay private.
  • Of course, the key requirement of social networking is that you participate but you would be wise to (mainly) only say things that matter. How many people care if you are waiting for a bus?
  • Social networking is not one-way. Show generosity, for instance by offering advice or pointing people to another author’s work.
  • One way to build such numbers of friends and followers is by searching for interest groups (Twitter’s search functions are especially powerful). However, you need to know what you are searching for.
  • Another way to build a following is to ensure that many of the people whom you meet in person become members of your social network; point them towards your online presence. Collecting other people’s business cards is no longer enough.
  • But to succeed in building a following and then benefit from it, you must understand why people are interested in you, why they follow you. It is unlikely to be your persona only (though this can play a role); more likely it is something that you are seen to be offering them. In short, social networks are all about belonging. People are drawn to you because they have a stake in you or your work.
  • The essence of what you are doing with your social networking is creating a brand. Part of your work here is not only to inform people what you are doing but also to communicate your persona, even the philosophy and principles guiding your work. It may also mean talking about experiences as well as end results. And, just like (say) Apple, your purpose is to build brand loyalty, create a little passion.
  • What is imperative here is brand consistency. Think about the ramifications of what you do and say, and be consistent. Here it is easiest if your public persona and your private self are much the same but as a result you can do much damage to your prospects if you are not true to yourself.
  • Learn, then, to handle mistakes; they are bound to happen and are unlikely to stay hidden for long.
  • Some of the panelists preferred Facebook, others a personal blog; the publisher seems to choose Twitter. What was clear with all of them, however, is that they used multiple channels to present themselves.
  • Social media have great reach but they are most effective when there is confluence between the different channels, when (say) tweets, a Facebook item and a blog post build on each other to promote an event.

Largely, that is what I am trying to do here – with this post on ‘Getting Published’, on related news items on my work website, with a tweet here and there and corresponding entries on a work Facebook page. Sorry but there’s no clip on YouTube.

Just how effective it all is … well, that is another matter. One thing to consider, however: even if there is a problem with the messenger, that doesn’t mean you should ignore the message.